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Money Concepts Capital Corp CRD 12963
$4.07B regulatory AUM 1,108 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 Jog Road, Palm Beach Gardens, FL 33418 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2007-03-12 |
Branch Locations
11440 Jog Road, Palm Beach Gardens, FL 33418 • United States
323 Townepark Circle, Louisville, KY 40243 • United States
11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Money Concepts Capital Corp. | Palm Beach Gardens | FL | 12/2005 | Present |
1.Ram Financial Company, 5223 Wolfpen Woods Drive Prospect, KY 40059,owner, 16hrs a month during securities hrs. 2. Private Client Group, LLC, Owner, DBA, investment related, 1-20% time spent on activity during securities hrs.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-03-10 |
| S63 | Uniform Securities Agent State Law Examination | 1997-08-16 |
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