Brian S Tveter

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-22

NY RA
APPROVED

Since 2021-04-22

Branch Locations

50 West Jericho Turnpike, Huntington Station, NY 11746 • United States

600 Old Country Road, Garden City, NY 11530-2045 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Huntington	NY	10/2000	Present
Charles Schwab Bank, Ssb	Huntington	NY	02/2005	Present

10/2000 → Present

Charles Schwab & Co., Inc.

Huntington, NY
02/2005 → Present

Charles Schwab Bank, Ssb

Huntington, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-09-29
S63	Uniform Securities Agent State Law Examination	1996-01-15

S65 Uniform Investment Adviser Law Examination

2000-09-29
S63 Uniform Securities Agent State Law Examination

1996-01-15

Other Names

Brian Scott Tveter

View on SEC IAPD

Current Employers

Charles Schwab & Co., Inc.

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

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