Richard Panchery

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2022-04-04

NJ RA
APPROVED

Since 2022-04-04

Branch Locations

100 Overlook Center Suite 303, Princeton, NJ 08540 • United States

Lincoln Harbor 1000 & 1200 Lincoln Harbor Blvd, Weehawken, NJ 07086 • United States

Hillsborough, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Weehawken	NJ	11/2000	Present

11/2000 → Present

Ubs Financial Services Inc.

Weehawken, NJ

Other Businesses

PASSAIC COUNTY BOARD OF REALTORS REFERRAL NETWORK. WAYNE, NJ. NOT INVESTMENT RELATED. BUSINESS - REAL-ESTATE REFERRAL NETWORK. TITLE - PASSIVE REFERRAL ASSOCIATE. START DATE - 06/01/2004. NONE/HRS/MONTH. DUTIES - PASSIVE.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-04-02
S63	Uniform Securities Agent State Law Examination	1996-02-05

S65 Uniform Investment Adviser Law Examination

2022-04-02
S63 Uniform Securities Agent State Law Examination

1996-02-05

Other Names

Richard Panchery
Richard John Panchery
Richard John Panchery

View on SEC IAPD