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22 East 100 South 4Th Floor, Salt Lake City, UT 84111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-02-19 |
Branch Locations
22 East 100 South 4Th Floor, Salt Lake City, UT 84111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fleckenstein Capital Management | Seattle | WA | 01/2014 | 12/2017 |
| Ark Global Asset Management | Salt Lake City | UT | 01/2018 | Present |
| Seven Canyons Advisors, Llc | Salt Lake City | UT | 01/2025 | Present |
| Acacia Research | New York | NY | 06/2020 | 11/2022 |
| Seven Canyons Advisors, Llc | Salt Lake City | UT | 01/2018 | 12/2019 |
Ramshackle Properties, LLC - Hotel Operator - Non Investment related business. Managing Member, 100% equity owner. 40 hours/month are devoted to this business and 1 hour each day during securities trading hours. Duties include overseeing financial operations and directing management team. Duties do not include any day-to-day responsibilities.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-28 |
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