Joseph Samuel Karlsen

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → 10/2021
  Ameriprise Financial Services, Inc.
  Egg Harbor Township, NJ
• 10/2021 → Present
  Lpl Financial Llc
  Linwood, NJ

Previous Registrations

• 2013-12-04 → 2021-10-25
  Ameriprise Financial Services, Llc
  Cape May, NJ
  Linwood, NJ
• 2005-05-26 → 2013-12-03
  Pnc Wealth Management Llc
  Egg Harbor Township, NJ
  Egg Harbor Township, NJ
  Galloway, NJ
  Stohe Harbor, NJ
  Pleasantville, NJ
  Cape May Courthouse, NJ
  Egg Harbor, NJ
  Linwood, NJ
  Pleasantville, NJ
  Nortfield, NJ
  Absecon, NJ
  Atlantic City, NJ
  Galloway, NJ
  Galloway, NJ
  Margate, NJ
• 2004-10-20 → 2005-05-10
  Banc Of America Investment Services, Inc.
  Somers Point, NJ
• 2002-09-04 → 2004-10-20
  Quick & Reilly, Inc.
  Point , NJ

Other Businesses

1)10/20/2021 - COMPASS FINANCIAL ASSOCIATES LLC - Business Entity For Tax/Investment Purposes Only - Investment Related - At Reported Business Location(s) - Start: 11/2013

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-04-23
• S63 Uniform Securities Agent State Law Examination
  1996-07-17

Other Names

• Joe Karlsen
• Joseph S Karlsen