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Thomas Arthur Seifert

Hightower Advisors, LLC

Cleveland, OH

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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2019-05-14
  • OH RA
    APPROVED
    Since 2019-05-14

Branch Locations

1350 Euclid Ave Suite 400, Cleveland, OH 44115 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wealthtrust Fairport, Llc Cleveland OH 12/2007 09/2019
Hightower Advisors Llc Chicago IL 05/2019 Present
  • 12/2007 → 09/2019
    Wealthtrust Fairport, Llc
    Cleveland, OH
  • 05/2019 → Present
    Hightower Advisors Llc
    Chicago, IL
Previous Registrations
  • 2017-01-19 → 2019-09-11
    Fairport Asset Management
    Cleveland, OH
  • 2007-12-04 → 2016-12-31
    Fairport Asset Management
    Cleveland, OH
  • 2007-03-23 → 2007-11-30
    Fairport Asset Management, Llc
    Cleveland, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-15
  • S66 Uniform Combined State Law Examination
    2007-01-15
Designations
Other Names
  • Thomas Arthur Seifert

View on SEC IAPD

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