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Laurie Denise Heinly

Morgan Stanley

San Jose, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-02-20
CA RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-02-20
  • CA RA
    APPROVED
    Since 2009-06-01

Branch Locations

225 West Santa Clara Street Suite 900, San Jose, CA 95113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney San Jose CA 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    San Jose, CA
Previous Registrations
Other Businesses

*353678 - Rental Property; Investment related: Yes; Henderson, Nevada; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 09/2018; During business hours: 0; After business hours: 0; This will be a rental property where my spouse and I collect rental income. Condo has a property manager that takes care of day to day requests from tenants, find tenants, collects rents, etc... *219615 - Rental Property; Investment related: Yes; Henderson, Nevada; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 07/2013; During business hours: 0; After business hours: 0; This will be a rental property where my spouse and I collect rental income. Condo has a property manager that takes care of day to day requests from tenants, find tenants, collects rents, etc... * 430179 - Rental Property; Investment related: Yes; Henderson, Nevada; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 04/2021; During business hours: 0; After business hours: 0; This will be a rental property where my spouse and I collect rental income. Condo has a property manager that takes care of day to day requests from tenants, find tenants, collects rents, etc... *627844 - Nexqloud Technologies; Investment Related - Yes; Palo Alto, California; Technology; Investor in Nexqloud(Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 02/2025; During Business Hours: 0; After Business Hours: 0; Duties are to run a server in our home

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-06-05
S63 Uniform Securities Agent State Law Examination 1996-10-25
  • S65 Uniform Investment Adviser Law Examination
    2001-06-05
  • S63 Uniform Securities Agent State Law Examination
    1996-10-25
Other Names
  • Laurie Denise Nunley

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