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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-02-20 |
| CA | RA | APPROVED | 2009-06-01 |
Branch Locations
225 West Santa Clara Street Suite 900, San Jose, CA 95113 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | San Jose | CA | 06/2009 | Present |
*353678 - Rental Property; Investment related: Yes; Henderson, Nevada; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 09/2018; During business hours: 0; After business hours: 0; This will be a rental property where my spouse and I collect rental income. Condo has a property manager that takes care of day to day requests from tenants, find tenants, collects rents, etc... *219615 - Rental Property; Investment related: Yes; Henderson, Nevada; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 07/2013; During business hours: 0; After business hours: 0; This will be a rental property where my spouse and I collect rental income. Condo has a property manager that takes care of day to day requests from tenants, find tenants, collects rents, etc... * 430179 - Rental Property; Investment related: Yes; Henderson, Nevada; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 04/2021; During business hours: 0; After business hours: 0; This will be a rental property where my spouse and I collect rental income. Condo has a property manager that takes care of day to day requests from tenants, find tenants, collects rents, etc... *627844 - Nexqloud Technologies; Investment Related - Yes; Palo Alto, California; Technology; Investor in Nexqloud(Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 02/2025; During Business Hours: 0; After Business Hours: 0; Duties are to run a server in our home
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-06-05 |
| S63 | Uniform Securities Agent State Law Examination | 1996-10-25 |
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