Joel Galligan-stierle

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2006-03-02

MD RA
APPROVED

Since 2006-03-02

Branch Locations

Bel Air, MD • United States

201 W Padonia Rd Ste 303, Timonium, MD 21093 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Owings Mills	MD	11/2005	03/2020
Ameriprise Financial Services, Llc	Timonium	MD	03/2020	Present

11/2005 → 03/2020

Ameriprise Financial Services, Inc.

Owings Mills, MD
03/2020 → Present

Ameriprise Financial Services, Llc

Timonium, MD

Other Businesses

Real Estate Ownership; Condo; 11700 Coastal Hwy Unit 1204, , Ocean City, MD, 21842; Not Investment-Related; 04/01/2022 / Single Family; 1712 Byrd St, , Baltimore, MD, 21230; Not Investment-Related; 02/15/2025. Business Ownership; Galligan-Stierle Management LLC; Owner; Manage Ameriprise Business; 201 W Padonia Rd, Suite 303, Timonium, MD, 21093; Investment-Related; 02/07/2019; 1 to 9 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-02-13

S66 Uniform Combined State Law Examination

2006-02-13

View on SEC IAPD