Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-02-26 |
| CA | RA | APPROVED | 2006-05-26 |
Branch Locations
5951 La Sendita, Rancho Santa Fe, CA 92067 • United States
6002 El Tordo, Rancho Santa Fe, CA 92067 • United States
6006 El Tordo, Rancho Santa Fe, CA 92067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Diego | CA | 05/2006 | Present |
| Bank Of America, N.A. | Rancho Santa Fe | CA | 07/2011 | Present |
I*123848For profit or not for profit: For-Profit OrganizationName of outside business organization: Tetrahedron Technologies IncInvestment related: NAddress of business:Encinitas, California 92024Nature of business: S-Corp,Position, title, association: Officer, Start date of relationship: 1/1/2019Number of hours devoted: 1 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: Secretary of my husband's S corporation. There are no employees besides my husband. Recently he changed the name of the business and I had to sign documents. I am on the bank account as a signer but my husband is the only one who signs the checks. I*1828278, Entity Type, Name of OBA: Coastal Community Foundation Address: Encinitas CA 92024 Investment Related: Position, Title, Association: member Employee Start Date:5/1/2024 No Hours: 2 hrs monthly No Hours during trading: Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-08 |
| S63 | Uniform Securities Agent State Law Examination | 1996-03-08 |
Reach out to this advisor