Robert J Firth

Current Employers

Employment History

• 04/2008 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Dallas, TX
• 11/2009 → Present
  Bank Of America, N.A.
  Dallad, TX

Previous Registrations

• 1989-02-27 → 2008-04-08
  Neuberger Berman Bd Llc
  Dallas, TX

Other Businesses

I*101819 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CAPE - IMB, LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: DALLAS, TEXAS 75225 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: START DATE OF RELATIONSHIP: 01/16/2017 NUMBER OF HOURS DEVOTED: 4 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: CREATED PERSONAL LLC TO CREATE PRIVATE INVESTMENT I*128071 For profit or not for profit: For-Profit Organization Name of outside business organization: Sloss Building LLC Investment related: Y Address of business: Dallas, Texas 75209 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 11/1/2019 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: The SOLE purpose of the entity is to hold my personal residence in Colorado. I*128072 For profit or not for profit: For-Profit Organization Name of outside business organization: LLC Investment related: N Address of business: Dallas, Texas 75209 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 11/1/2017 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: The SOLE purpose of the entity is to hold additional land for my personal residence in Colorado

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-11-15
• S63 Uniform Securities Agent State Law Examination
  1995-10-24

Other Names

• Robert Joseph Firth