Charles Nelson Dinklage

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
VT	RA	APPROVED	2025-01-01
TX	RA	APPROVED_RES	2015-10-12

VT RA
APPROVED

Since 2025-01-01
TX RA
APPROVED_RES

Since 2015-10-12

Branch Locations

126 College Street Suite 350, Burlington, VT 05401 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc,	New York	NY	11/1995	06/2020
Equitable Advisors, Llc	New York	NY	11/1995	Present

11/1995 → 06/2020

Axa Advisors, Llc,

New York, NY
11/1995 → Present

Equitable Advisors, Llc

New York, NY

Previous Registrations

2001-08-09 → 2002-11-12

Progress Financial Advisors

Philadelphia, PA

Other Businesses

1) Rental property - Owner - Smugglers Notch Condo - 01/2013 - 4 hrs/mth. 2) POA Father. 3) POA Mother.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-01-07
S65	Uniform Investment Adviser Law Examination	1999-06-30
S63	Uniform Securities Agent State Law Examination	1995-12-13

S66 Uniform Combined State Law Examination

2002-01-07
S65 Uniform Investment Adviser Law Examination

1999-06-30
S63 Uniform Securities Agent State Law Examination

1995-12-13

View on SEC IAPD

Current Employers

Equitable Advisors, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews