Richard Edgar Witherspoon

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → Present
  Gwn Securities Inc.
  Palm Beach Gardens, FL

Previous Registrations

• 2000-01-01 → 2013-11-25
  Lincoln Investment
  Fort Washington, PA
  Kansas City, MO
  Kansas City, MO
  Kansas City, MO

Other Businesses

RENTAL PROPERTY POSITION: OWN RENTAL PROPERTY NATURE: RENTAL PROPERTY INVESTMENT RELATED: NO NUMBER OF HOURS: 5 INVESTMENT RELATED HOURS: 0 START DATE: 05/07/1994 ADDRESS: 9512 NW 78TH STREET, WEATHERBY LAKE MO 64152 DESCRIPTION: OWN AND MAINTAIN PROPERTY RELIANT FINANCIAL SERVICES POSITION: Financial Representative, Insurance Agent NATURE: DBA Financial Services, Insurance INVESTMENT RELATED: Investment Related START DATE: 2013-11-08 HOURS: 160 hours per month INVESTMENT RELATED HOURS: 160 hours per month during trading hours, COMPENSATION: Commission Compensation DESCRIPTION: DBA Financial Services, Insurance Agent

Exams

• S63 Uniform Securities Agent State Law Examination
  1995-10-24

Designations

• Certified Financial Planner