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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-01-31
  • FL RA
    APPROVED
    Since 2019-01-31

Branch Locations

Kewadin, MI • United States

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. St. Petersburg FL 07/2008 03/2018
Unemployed Tampa FL 03/2018 01/2019
Raymond James And Associates, Inc St. Petersburg FL 01/2019 Present
Raymond James Financial Services St. Petersburg FL 01/2020 Present
  • 07/2008 → 03/2018
    Scottrade, Inc.
    St. Petersburg, FL
  • 03/2018 → 01/2019
    Unemployed
    Tampa, FL
  • 01/2019 → Present
    Raymond James And Associates, Inc
    St. Petersburg, FL
  • 01/2020 → Present
    Raymond James Financial Services
    St. Petersburg, FL
Previous Registrations
  • 2017-06-01 → 2018-03-08
    Scottrade Investment Management
    St. Petersburg, FL
  • 2006-03-08 → 2007-12-11
    Invest Financial Corporation
    Appleton, WI
  • 2003-07-07 → 2006-02-01
    Td Ameritrade, Inc.
    St Petersburg, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-01
S63 Uniform Securities Agent State Law Examination 1996-07-02
  • S66 Uniform Combined State Law Examination
    2017-05-01
  • S63 Uniform Securities Agent State Law Examination
    1996-07-02

View on SEC IAPD

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