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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-07-10 |
| TX | RA | APPROVED_RES | 2025-07-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Insurance-Non Variable | Birmingham | AL | 07/2011 | 07/2025 |
| Next Financial Group | Hoover | AL | 09/2014 | 07/2025 |
| Lpl Financial Llc | Hoover | AL | 07/2025 | Present |
1) FIRST PROTECTIVE POSITION: Agent NATURE: Insurance- Fixed Annuities; Life/Health; Long-Term Care INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/25/2017 ADDRESS: 1125 Riverchase Parkway, Hoover AL 35244, United States DESCRIPTION: Sell insurance products
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 2011-04-18 |
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