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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-01-15
TN RA APPROVED 2004-06-02
  • TX RA
    APPROVED_RES
    Since 2009-01-15
  • TN RA
    APPROVED
    Since 2004-06-02

Branch Locations

2 Union Sq, Chattanooga, TN 37402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chattanooga TN 09/1989 Present
Bank Of America, N.A. E Chattanooga TN 09/2025 Present
Other Businesses

I*1437266 For profit or not for profit: Entity For Profit Name of outside business organization: DBA Efficient Heating and Cooling Investment related: N Address of business: Chattanooga, Tennessee, 37421, United States Nature of business: ["Sole Proprietorship"] Position, title, association: ["Other"], Start date of relationship: 8/15/2023 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: The only thing I can do is write checks, but this company is in the process of being shut down, so I won't even be doing that., This is my husband's sole proprietorship and I am authorized to write checks for the company. I*1437261 For profit or not for profit: Entity For Profit Name of outside business organization: Air 911 Heating & Cooling LLC Investment related: N Address of business: Chattanooga, Tennessee, 37421, United States Nature of business: ["Limited Liability Company"] Position, title, association: ["Other"], Start date of relationship: 8/1/2023 Number of hours devoted: 1 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: Member only, HVAC Company and I am a member and this was for estate purposes

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-26
S63 Uniform Securities Agent State Law Examination 1997-07-23
  • S66 Uniform Combined State Law Examination
    2005-10-26
  • S63 Uniform Securities Agent State Law Examination
    1997-07-23
Other Names
  • Angela K Spurling

View on SEC IAPD

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