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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-01-15 |
| TN | RA | APPROVED | 2004-06-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chattanooga | TN | 09/1989 | Present |
| Bank Of America, N.A. E | Chattanooga | TN | 09/2025 | Present |
I*1437266 For profit or not for profit: Entity For Profit Name of outside business organization: DBA Efficient Heating and Cooling Investment related: N Address of business: Chattanooga, Tennessee, 37421, United States Nature of business: ["Sole Proprietorship"] Position, title, association: ["Other"], Start date of relationship: 8/15/2023 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: The only thing I can do is write checks, but this company is in the process of being shut down, so I won't even be doing that., This is my husband's sole proprietorship and I am authorized to write checks for the company. I*1437261 For profit or not for profit: Entity For Profit Name of outside business organization: Air 911 Heating & Cooling LLC Investment related: N Address of business: Chattanooga, Tennessee, 37421, United States Nature of business: ["Limited Liability Company"] Position, title, association: ["Other"], Start date of relationship: 8/1/2023 Number of hours devoted: 1 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: Member only, HVAC Company and I am a member and this was for estate purposes
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-10-26 |
| S63 | Uniform Securities Agent State Law Examination | 1997-07-23 |
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