Angela Kay Spurling

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1989 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chattanooga, TN
• 09/2025 → Present
  Bank Of America, N.A. E
  Chattanooga, TN

Other Businesses

I*1437266 For profit or not for profit: Entity For Profit Name of outside business organization: DBA Efficient Heating and Cooling Investment related: N Address of business: Chattanooga, Tennessee, 37421, United States Nature of business: ["Sole Proprietorship"] Position, title, association: ["Other"], Start date of relationship: 8/15/2023 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: The only thing I can do is write checks, but this company is in the process of being shut down, so I won't even be doing that., This is my husband's sole proprietorship and I am authorized to write checks for the company. I*1437261 For profit or not for profit: Entity For Profit Name of outside business organization: Air 911 Heating & Cooling LLC Investment related: N Address of business: Chattanooga, Tennessee, 37421, United States Nature of business: ["Limited Liability Company"] Position, title, association: ["Other"], Start date of relationship: 8/1/2023 Number of hours devoted: 1 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: Member only, HVAC Company and I am a member and this was for estate purposes

Exams

• S66 Uniform Combined State Law Examination
  2005-10-26
• S63 Uniform Securities Agent State Law Examination
  1997-07-23

Other Names

• Angela K Spurling