Jerome Michael Baird

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2016-09-26

CA RA
APPROVED

Since 2016-09-26

Branch Locations

Danville, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	Raleigh	NC	09/2010	Present

09/2010 → Present

Lpl Financial

Raleigh, NC

Previous Registrations

2003-07-01 → 2010-09-28

Wells Fargo Clearing Services, Llc

Raleigh, NC

Raleigh, NC
2003-04-14 → 2003-07-01

Prudential Equity Group, Llc

Raleigh, NC
2001-12-31 → 2003-04-25

Citigroup Global Markets Inc.

Raleigh, NC

Other Businesses

1. 09/27/2010 - BAIRD WEALTH MANAGEMENT, LLC. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 2. 09/14/2023 - Elegant Stay, LLC - Real Estate Rental - Investment Related - Tahoe City, CA - Start Date 10/01/2023 - 4 Hours Per Month/ 0 Hours During Trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-12-19
S63	Uniform Securities Agent State Law Examination	1995-12-11

S65 Uniform Investment Adviser Law Examination

1995-12-19
S63 Uniform Securities Agent State Law Examination

1995-12-11

Other Names

Jerry Baird
Jerome M Baird

View on SEC IAPD