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Ruth Ann Sattler

Pfs Investments Inc.

Osceola, WI

Osceola, WI

CRD 2674007

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Employer firm

Pfs Investments Inc. CRD 10111

$15.5B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2011-09-29
  • WI RA
    APPROVED
    Since 2011-09-29

Branch Locations

204 3Rd Ave W Ste A, Osceola, WI 54020 • United States

Osceola, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Osceola WI 08/1995 Present
Pfs Investments Inc. Osceola WI 09/1995 Present
  • 08/1995 → Present
    Primerica Financial Services
    Osceola, WI
  • 09/1995 → Present
    Osceola, WI
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-08-12
S63 Uniform Securities Agent State Law Examination 1996-01-25
  • S65 Uniform Investment Adviser Law Examination
    2011-08-12
  • S63 Uniform Securities Agent State Law Examination
    1996-01-25

View on SEC IAPD

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