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Donna Marlatt

Wells Fargo Advisors Financial Network, LLC

Melville, NY

CRD 2673991

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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-23
TX RA APPROVED_RES 2016-11-21
  • NY RA
    APPROVED
    Since 2021-07-23
  • TX RA
    APPROVED_RES
    Since 2016-11-21

Branch Locations

401 Broadhollow Rd, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Melville NY 06/2009 Present
Other Businesses

NOTARY, NOT INV RELATED, SUFFOLK COUNTY, NY, START 5/14/2006, 0.5 HOURS PER MONTH DURING TRADING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-01-27
  • S63 Uniform Securities Agent State Law Examination
    2005-01-27
Other Names
  • Donna L Philipps
  • Donna Lynn Cole
  • Donna Lynn Philipps
  • Donna Lynn Cole
  • Donna Philipps

View on SEC IAPD

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