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O'sHaughnessy Asset Management, LLC CRD 144594
$19.8B regulatory AUM 1,369 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 First Stamford Place, Stamford, CT 06902 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2008-05-09 |
Branch Locations
100 First Stamford Place, Stamford, CT 06902 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| O'SHaughnessy Asset Management, Llc | Stamford | CT | 09/2007 | Present |
REGISTRANT IS A PASSIVE INVESTOR IN A START-UP COMPANY, ELLISON EYEWEAR, PURELY FINANCIAL INVOLVEMENT NO MANAGERIAL NOR OPERATIONAL RESPONSIBILITIES. THE REGISTRANT IS NOT INVOLVED IN THE DAILY OPERATIONS AND SHE SHOULD NOT DEVOTE ANY HOURS TO THIS BUSINESS DURING NORMAL BUSINESS HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-25 |
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