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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-07-22
OH RA APPROVED 2003-01-30
  • TX RA
    APPROVED_RES
    Since 2025-07-22
  • OH RA
    APPROVED
    Since 2003-01-30

Branch Locations

6055 Rockside Woods Blvd Ste 190, Independence, OH 44131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Securities Incorporated Independence OH 10/1995 Present
Principal Life Insurance Company Independence OH 07/1998 Present
The Jesser Group Independence OH 01/2004 Present
  • 10/1995 → Present
    Principal Securities Incorporated
    Independence, OH
  • 07/1998 → Present
    Principal Life Insurance Company
    Independence, OH
  • 01/2004 → Present
    The Jesser Group
    Independence, OH
Other Businesses

***OUTSIDE INSURANCE, SELLING & SERVICING INDIVIDUAL AND GROUP MEDICAL INSURANCE, FIXED ANNUITIES, DISABILITY, AND LONG TERM CARE INSURANCE, 9/22/11. ***Fixed Insurance, Life, 09/02/16.***Fixed Insurance, Medicare Supplement, 08/03/17.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-11-13
  • S63 Uniform Securities Agent State Law Examination
    1995-11-13
Other Names
  • Tom Jesser

View on SEC IAPD

Other Firms

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