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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2002-03-28 |
Branch Locations
330 E Kilbourn Ave Ste 950, Milwaukee, WI 53202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 01/2001 | Present |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 01/2001 | Present |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 05/2005 | Present |
1) JOHN BARRETT, INC. PRESIDENT, OWNER AND MEMBER. CORPORATION WAS ESTABLISHED SOLEY FOR PAYROLL PURPOSES. 731 N JACKSON ST, MILWAUKEE, WI 53202 2) MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 3) 50% OWNER, J&J GROUP, LLC, LEGAL ENTITY, START DATE: 2/12/2016, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, CO-OWNER of entity for business administration. 330 E Kilbourn Ave, Milwaukee, WI 53202, investment related. 4. PASTORAL COUNCIL MEMBER, ST. EUGENE CONGREGATION, 7600 NORTH PORT WASHINGTON ROAD, FOX POINT, , WISCONSIN, 53217, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 9/1/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, FINANCE COMMITTEE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 1995-12-21 |
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