Cain Benjamin Kobert

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-08-19
CO	RA	APPROVED	2023-05-10

FL RA
APPROVED

Since 2024-08-19
CO RA
APPROVED

Since 2023-05-10

Branch Locations

200 Aviation Drive N. Ste 9, Naples, FL 34104 • United States

Naples, FL • United States

Iht Wealth Management Llc

123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-08-19
CO	RA	APPROVED	2019-06-24

FL RA
APPROVED

Since 2024-08-19
CO RA
APPROVED

Since 2019-06-24

Branch Locations

123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States

5619 Dtc Parkway Suite 475, Greenwood Village, CO 80111 • United States

Naples, FL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Boulder	CO	06/2006	Present
Western Wealth Management, Llc	Golden	CO	06/2016	11/2017
Independent Financial Partners	Boulder	CO	11/2017	05/2019
Iht Wealth Management Llc	Boulder	CO	06/2019	Present

06/2006 → Present

Lpl Financial, Llc

Boulder, CO
06/2016 → 11/2017

Western Wealth Management, Llc

Golden, CO
11/2017 → 05/2019

Independent Financial Partners

Boulder, CO
06/2019 → Present

Iht Wealth Management Llc

Boulder, CO

Previous Registrations

2017-11-30 → 2019-07-30

Independent Financial Partners

Naples, FL

Boulder, CO
2016-06-22 → 2017-11-27

Western Wealth Management Llc

Golden, CO

Boulder, CO
2015-02-09 → 2016-06-22

Western Wealth Management Llc

Boulder, CO

Boulder, CO

Golden, CO
2001-03-22 → 2006-06-23

Piper Sandler & Co.

Boulder, CO

Boulder, CO

Other Businesses

1. 6/16/2006 - ROCKY MOUNTAIN WEALTH MANAGEMENT, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 3/17/2014 - Rocky Mountain Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 1% - Selling Life Insurance Products. 3. 10/4/2018 - No Business Name - Not Investment Related - Home Based - Other-Bucking Bull ownership - Owner - Started 05/13/2015 - 2 Hours Per Month/0 Hours During Securities Trading - 100% owner of Bucking Bulls for agricultural purposes and bucking events. 4. 7/10/2019 - IHT Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 06/20/2019 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through IHT Wealth Management, an independent investment advisor firm. I started this business activity in 06/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1996-12-04
S65	Uniform Investment Adviser Law Examination	1996-12-04

S63 Uniform Securities Agent State Law Examination

1996-12-04
S65 Uniform Investment Adviser Law Examination

1996-12-04

Designations

Other Names

Cain Benjamin Robert

View on SEC IAPD