Best Investors Account Sign in
Employer firm

Voya Financial Advisors, Inc. CRD 2882

$3.87B regulatory AUM 120 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-30
CA RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2020-04-30
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

Los Angeles, CA • United States

1030 Nevada St Ste 203, Redlands, CA 92374 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ucla Los Angeles CA 08/1999 Present
Voya Financial Advisors Los Angeles CA 09/2014 Present
  • 08/1999 → Present
    Ucla
    Los Angeles, CA
  • 09/2014 → Present
    Voya Financial Advisors
    Los Angeles, CA
Previous Registrations
  • 2002-11-18 → 2011-01-03
    Voya Financial Partners, Llc
    Torrance, CA
    Houston, TX
    Redlands, CA
    Torrance, CA
    Los Angeles, CA
    Glendale, CA
Other Businesses

NAME OF ENTITY:DARLENE PACHOT; Yes; 5829 HALM ST.; LOS ANGELES; CA; 90056; PREACHER - VISITING PREACHER; PREACHER - VISITING PREACHER; 4/1/2011; 4; 4; PUCLIC SPEAKING. VISITING PREACHER| NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 5829 HALM ST.; LOS ANGELES; CA; 90056; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 1/1/2011; 160; 160; SALE OF FIXED INSURANCE PRODUCTS| NAME OF ENTITY:DJP Financial Services; Yes; PO Box 10368; Marina Del Rey; CA; 90292; FINANCIAL SERVICES/DBA; President; 3/17/2009; 160; 160; SALE AND SERVICE INSURANCE, SECURITIES AND INVESTMENT PRODUCTS.|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-08-30
S63 Uniform Securities Agent State Law Examination 1996-01-02
  • S65 Uniform Investment Adviser Law Examination
    2002-08-30
  • S63 Uniform Securities Agent State Law Examination
    1996-01-02
Other Names
  • Darlene Wheeler
  • Darlene Jack

View on SEC IAPD

More in Los Angeles, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor