Joseph Bartlett Williams

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2023-08-23
TX	RA	APPROVED	2018-02-12

NC RA
APPROVED

Since 2023-08-23
TX RA
APPROVED

Since 2018-02-12

Branch Locations

Plano, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Plano	TX	04/2005	Present

04/2005 → Present

Lpl Financial Llc

Plano, TX

Other Businesses

1. 06/22/2009 - ANCHOR RETIREMENT SERVICES INC., DBA ONLY. 2. 12/16/09 - OTHER-FAMILY RENTAL BUSINESS, WILLIAMS QUALITY RENTAL, 1%. 3. 11/12/13: DBA ONLY - ANCHOR ADVISORS, INC. - PLANO, TX. 4. 12/18/2015 * NO BUSINESS NAME * Non-Variable Insurance * AT REPORTED BUSINESSL LOCATION(S) * START 12/04/2015

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-02-09
S63	Uniform Securities Agent State Law Examination	1996-04-04

S66 Uniform Combined State Law Examination

2018-02-09
S63 Uniform Securities Agent State Law Examination

1996-04-04

Other Names

Joseph Bartlett Williams
Joseph Barlett Williams

View on SEC IAPD