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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF OTHER BUSINESS: CNH FINANCIAL ADVISORS, LLC; INVESTMENT RELATED: YES; ADDRESS: 3500 A-COLONY ROAD, CHARLOTTE, NC 28211; NATURE OF BUSINESS: DBA FOR INVESTMENT SERVICES; START DATE: 12/2001; POSITION/TITLE/RELATIONSHIP: MANAGER / OWNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR INVESTMENT SERVICES; 2. NAME OF OTHER BUSINESS: CGN, LLC ; INVESTMENT RELATED: NO ; ADDRESS: 400 CAMDEN AVENUE PARKERSBURG, WV 26101 ; NATURE OF BUSINESS: REAL ESTATE ; START DATE: 06/2022 ; POSITION/TITLE/RELATIONSHIP: MEMBER /PART OWNER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: BOOK KEEPING INCLUDING FINANCIALS PROVIDED BY PROPERTY MANAGER ;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-01-05 |
| S63 | Uniform Securities Agent State Law Examination | 1995-12-20 |
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