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Cynthia Nicely Honaker

Cetera Investment Advisers LLC

Fort Mill, SC

CRD 2673355

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-06-29
  • SC RA
    APPROVED
    Since 2023-06-29

Branch Locations

Fort Mill, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Other Businesses

1. NAME OF OTHER BUSINESS: CNH FINANCIAL ADVISORS, LLC; INVESTMENT RELATED: YES; ADDRESS: 3500 A-COLONY ROAD, CHARLOTTE, NC 28211; NATURE OF BUSINESS: DBA FOR INVESTMENT SERVICES; START DATE: 12/2001; POSITION/TITLE/RELATIONSHIP: MANAGER / OWNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR INVESTMENT SERVICES; 2. NAME OF OTHER BUSINESS: CGN, LLC ; INVESTMENT RELATED: NO ; ADDRESS: 400 CAMDEN AVENUE PARKERSBURG, WV 26101 ; NATURE OF BUSINESS: REAL ESTATE ; START DATE: 06/2022 ; POSITION/TITLE/RELATIONSHIP: MEMBER /PART OWNER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: BOOK KEEPING INCLUDING FINANCIALS PROVIDED BY PROPERTY MANAGER ;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-01-05
S63 Uniform Securities Agent State Law Examination 1995-12-20
  • S65 Uniform Investment Adviser Law Examination
    1996-01-05
  • S63 Uniform Securities Agent State Law Examination
    1995-12-20
Other Names
  • Cynthia Honaker

View on SEC IAPD

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