Peter Michael Kaplan

Current Employers

Employment History

• 01/2009 → 09/2023
  Sagepoint Financial, Inc.
  Phoenix, AZ
• 09/2023 → Present
  Osaic Wealth, Inc.
  Twinsburg, OH

Previous Registrations

• 2008-10-31 → 2023-09-01
  Osaic Services, Inc.
  Twinsburg, OH
• 2006-01-12 → 2008-10-31
  American General Securities Incorporated
  Independence, OH
  Brecksville, OH
  Aurora, OH
  Aurora, OH
  Twinsburg, OH

Other Businesses

1) PK FINANCIAL GROUP INC. POSITION: President NATURE: S Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 06/01/2005 ADDRESS: 9261 Ravenna Road, B-4, Twinsburg OH 44087, United States DESCRIPTION: Operation and running the day to day business activities of PK Financial Group Inc.1. wealth management2. Retirement plan management3. Health, Life and P&C 2) MGG CAPITAL MANAGEMENT POSITION: President NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 12 START DATE: 01/27/2023 ADDRESS: 8054 Darrow Road, D1, Twinsburg OH 44087, United States DESCRIPTION: Owner of the Company. mainly set up for paying bills and internal controls of our financial services operation. The entity is not held out to the public or marketed in any way

Exams

• S66 Uniform Combined State Law Examination
  2006-01-07
• S63 Uniform Securities Agent State Law Examination
  1995-11-22

Other Names

• Peter Kaplan