Kevin Magnus Duffy

Employer firm

Allworth Financial, L.p. CRD 111167

$33.6B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → Present
  Hanson Mcclain Securities
  Sacramento, CA
• 12/2015 → Present
  Hanson Mcclain Advisors
  Sacramento, CA

Previous Registrations

• 2014-10-29 → 2015-12-03
  Tiaa-Cref Individual & Institutional Services, Llc
  Pasadena, CA
  Santa Barbara, CA
• 2014-02-27 → 2014-09-26
  Charles Schwab & Co., Inc.
  Santa Barbara, CA
• 2001-06-13 → 2009-06-23
  Strategic Advisers Llc
  Tysons Corner, VA

Exams

• S63 Uniform Securities Agent State Law Examination
  2014-03-19
• S66 Uniform Combined State Law Examination
  2001-04-23

Designations

• Certified Financial Planner