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Guillermo Sauceda

Citigroup Global Markets Inc.

Fresno, CA

San Antonio, TX

San Antonio, TX

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-08
  • TX RA
    APPROVED
    Since 2024-05-08

Branch Locations

Citi Wealth Management, Supervision 6715 North Palm Avenue #208, Fresno, CA 93704 • United States

Citi Wealth Management, Supervision 100 Citibank Dr, Bldg 2, San Antonio, TX 78245 • United States

San Antonio, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. San Antonio TX 05/2007 Present
Previous Registrations
  • 2008-05-28 → 2024-04-08
    Citigroup Global Markets Inc.
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
    San Antonio, TX
    Jacksonville, FL
    San Antonio, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-05-20
S63 Uniform Securities Agent State Law Examination 1995-11-28
  • S65 Uniform Investment Adviser Law Examination
    2008-05-20
  • S63 Uniform Securities Agent State Law Examination
    1995-11-28

View on SEC IAPD

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