Darlene Camile Beck

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2022-03-07
TX	RA	APPROVED	2022-03-07

AL RA
APPROVED

Since 2022-03-07
TX RA
APPROVED

Since 2022-03-07

Branch Locations

740 Shades Creek Parkway, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Birmingham	AL	09/2011	06/2020
Wells Fargo Clearing Services, Llc	Birmingham	AL	06/2020	02/2022
Morgan Stanley Smith Barney Llc	Birmingham	AL	02/2022	Present

09/2011 → 06/2020

Ubs Financial Services Inc.

Birmingham, AL
06/2020 → 02/2022

Wells Fargo Clearing Services, Llc

Birmingham, AL
02/2022 → Present

Morgan Stanley Smith Barney Llc

Birmingham, AL

Previous Registrations

2020-06-16 → 2022-02-28

Wells Fargo Clearing Services, Llc

Birmingham, AL
2011-09-16 → 2020-07-09

Ubs Financial Services Inc.

Birmingham, AL
2004-12-03 → 2011-09-20

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Birmingham, AL

Birmingham, AL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-06-02

S66 Uniform Combined State Law Examination

2000-06-02

Other Names

Darlene Camile Beck

View on SEC IAPD

More in Birmingham, AL

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