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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-01-05
  • NY RA
    APPROVED
    Since 2026-01-05

Branch Locations

Saranac Lake, NY • United States

70 N. Putt Corners Road, New Paltz, NY 12561 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 10/2025 Present
Clearpath Advisor Inc New Paltz NY 06/2025 Present
Sagamore Institute Of The Adirondacks Raquette Lake NY 04/2019 02/2026
Saranac Lake Central School District Saranac Lake NY 01/2019 03/2019
Tupper Lake Central School District Tupper Lake NY 01/2019 03/2019
Lake Placid Central School District Lake Placid NY 01/2019 03/2019
Unemployed Saranac Lake NY 07/2017 11/2018
Adirondack North Country Association Saranac Lake NY 12/2015 07/2017
Cetera Investment Advisers Llc Schaumburg IL 01/2026 Present
  • 10/2025 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 06/2025 → Present
    Clearpath Advisor Inc
    New Paltz, NY
  • 04/2019 → 02/2026
    Sagamore Institute Of The Adirondacks
    Raquette Lake, NY
  • 01/2019 → 03/2019
    Saranac Lake Central School District
    Saranac Lake, NY
  • 01/2019 → 03/2019
    Tupper Lake Central School District
    Tupper Lake, NY
  • 01/2019 → 03/2019
    Lake Placid Central School District
    Lake Placid, NY
  • 07/2017 → 11/2018
    Unemployed
    Saranac Lake, NY
  • 12/2015 → 07/2017
    Adirondack North Country Association
    Saranac Lake, NY
  • 01/2026 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1) CLEARPATH ADVISOR INC; SAME AS REGISTERED LOCATION; INVESTMENT RELATED; DBA FOR INVESTMENTS/WEALTH MANAGEMENT; FINANCIAL PROFESSIONAL; SINCE 6/4/2025; 64 HRS/MO 2) ALTAMONT VENTURES, LLC; TUPPER LAKE NEW YORK; NON-INVESTMENT RELATED; CO-MANAGER AND PART OWNER; REAL ESTATE PROPERTY; SINCE 10/19/2021; 1 HR/MO 3) NAME OF OTHER BUSINESS: SARANAC LAKE ROTARY FOUNDATION INC INVESTMENT RELATED: NO ADDRESS: SARANAC LAKE NY SARANAC LAKE12983 NATURE OF BUSINESS: BOARD START DATE: 7/21/26 POSITION/TITLE/RELATIONSHIP: LIAISON APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: LEARN PROCEDURES, REVIEW PAYMENTS, REPORTS AS NEEDED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-15
S65 Uniform Investment Adviser Law Examination 2002-03-18
S63 Uniform Securities Agent State Law Examination 1995-11-28
  • S66 Uniform Combined State Law Examination
    2025-12-15
  • S65 Uniform Investment Adviser Law Examination
    2002-03-18
  • S63 Uniform Securities Agent State Law Examination
    1995-11-28

View on SEC IAPD

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