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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-01-05 |
Branch Locations
Saranac Lake, NY • United States
70 N. Putt Corners Road, New Paltz, NY 12561 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 10/2025 | Present |
| Clearpath Advisor Inc | New Paltz | NY | 06/2025 | Present |
| Sagamore Institute Of The Adirondacks | Raquette Lake | NY | 04/2019 | 02/2026 |
| Saranac Lake Central School District | Saranac Lake | NY | 01/2019 | 03/2019 |
| Tupper Lake Central School District | Tupper Lake | NY | 01/2019 | 03/2019 |
| Lake Placid Central School District | Lake Placid | NY | 01/2019 | 03/2019 |
| Unemployed | Saranac Lake | NY | 07/2017 | 11/2018 |
| Adirondack North Country Association | Saranac Lake | NY | 12/2015 | 07/2017 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2026 | Present |
1) CLEARPATH ADVISOR INC; SAME AS REGISTERED LOCATION; INVESTMENT RELATED; DBA FOR INVESTMENTS/WEALTH MANAGEMENT; FINANCIAL PROFESSIONAL; SINCE 6/4/2025; 64 HRS/MO 2) ALTAMONT VENTURES, LLC; TUPPER LAKE NEW YORK; NON-INVESTMENT RELATED; CO-MANAGER AND PART OWNER; REAL ESTATE PROPERTY; SINCE 10/19/2021; 1 HR/MO 3) NAME OF OTHER BUSINESS: SARANAC LAKE ROTARY FOUNDATION INC INVESTMENT RELATED: NO ADDRESS: SARANAC LAKE NY SARANAC LAKE12983 NATURE OF BUSINESS: BOARD START DATE: 7/21/26 POSITION/TITLE/RELATIONSHIP: LIAISON APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: LEARN PROCEDURES, REVIEW PAYMENTS, REPORTS AS NEEDED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-12-15 |
| S65 | Uniform Investment Adviser Law Examination | 2002-03-18 |
| S63 | Uniform Securities Agent State Law Examination | 1995-11-28 |
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