William Joseph Settembrino

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1997 → 07/2025
  Cadaret, Grant & Co., Inc.
  Wappingers Falls, NY
• 09/2000 → 07/2025
  Professional Financial Consultants
  Wappingers Falls, NY
• 07/2025 → Present
  Lpl Financial Llc
  Wappingers Falls, NY

Previous Registrations

• 2021-05-04 → 2025-07-10
  Cadaret, Grant & Co., Inc.
  Wappingers Falls, NY

Other Businesses

1- 07/2025 - Professional Financial Consultants - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/01/2000 - 140 hours per month/ 120 hours during trading 2- 07/2025 - Allset Consultants - Business Entity For Tax/Investment Purposes Only - President/Owner - Investment Related - At Reported Business Location(s) - Start Date 01/01/2016 - 2 hours per month/ during trading 3- 07/2025 - William Settembrino - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 07/01/1997 - 2 hours per month/ during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-03-21
• S63 Uniform Securities Agent State Law Examination
  1996-03-08

Other Names

• Bill Settembrino
• William J Settembrino