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4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-06-03 |
| TX | RA | APPROVED | 2024-05-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brokers International Financial Services Llc | Fountain Hills | AZ | 09/2011 | 05/2024 |
| Lpl Financial Llc | Fountain Hills | AZ | 05/2024 | 05/2024 |
| Integrity Alliance, Llc | Scottsdale | AZ | 05/2024 | Present |
1) 05/2024 - Penn Mutual / Non-Variable Insurance / Inv. Related / Fountain Hills AZ / Start date 02/24/2005 - .5 Hrs per month - 1 % Time Spent
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-07-05 |
| S63 | Uniform Securities Agent State Law Examination | 1996-03-07 |
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