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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2008-05-21
  • VA RA
    APPROVED
    Since 2008-05-21

Branch Locations

10306 Eaton Pl Ste 420, Fairfax, VA 22030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Milwaukee WI 04/1993 Present
Northwestern Mutual Investment Services, Llc Mclean VA 04/1997 Present
Nortwestern Mutual Investment Services, Llc Fairfax VA 05/2008 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 07/2014 Present
  • 04/1993 → Present
    Northwestern Mutual Life
    Milwaukee, WI
  • 04/1997 → Present
    Mclean, VA
  • 05/2008 → Present
    Nortwestern Mutual Investment Services, Llc
    Fairfax, VA
  • 07/2014 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-02-09
  • S63 Uniform Securities Agent State Law Examination
    1998-02-09

View on SEC IAPD

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