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Dominique Cruthirds West

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mobile, AL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-02-19
AL RA APPROVED 1997-12-19
  • TX RA
    APPROVED_RES
    Since 2009-02-19
  • AL RA
    APPROVED
    Since 1997-12-19

Branch Locations

3674 Dauphin St, Mobile, AL 36608 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mobile AL 12/1997 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-11-15
S63 Uniform Securities Agent State Law Examination 1996-04-11
  • S65 Uniform Investment Adviser Law Examination
    1996-11-15
  • S63 Uniform Securities Agent State Law Examination
    1996-04-11
Other Names
  • Dominique Alexis Cruthirds

View on SEC IAPD

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