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Daniel James Gunderson

Brookstone Capital Management LLC

Keller, TX

Wheaton, IL

CRD 2672397

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Employer firm

Brookstone Capital Management LLC CRD 141413

$12.8B regulatory AUM 35 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Brookstone Capital Management Llc

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-06-30
WI RA APPROVED 2020-06-22
  • TX RA
    APPROVED
    Since 2020-06-30
  • WI RA
    APPROVED
    Since 2020-06-22

Branch Locations

Keller, TX • United States

1745 S. Naperville Road Suite 200, Wheaton, IL 60189 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Hilltop Securities Independent Network Inc. Dallas TX 04/2016 07/2019
Brookstone Capital Management Wheaton IL 06/2020 Present
Jd Mellberg Tuscon AZ 07/2019 Present
  • 04/2016 → 07/2019
    Hilltop Securities Independent Network Inc.
    Dallas, TX
  • 06/2020 → Present
    Brookstone Capital Management
    Wheaton, IL
  • 07/2019 → Present
    Jd Mellberg
    Tuscon, AZ
Previous Registrations
Other Businesses

J.D. Mellberg Financial (investment related - insurance sales) 3067 W. Ina Rd. Tucson, AZ 85741 Insurance Sales - Financial Professional Start: June 2019, 40-50 hrs/wk.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-03-13
S63 Uniform Securities Agent State Law Examination 1996-01-05
  • S65 Uniform Investment Adviser Law Examination
    2020-03-13
  • S63 Uniform Securities Agent State Law Examination
    1996-01-05
Other Names
  • Daniel Gunderson

View on SEC IAPD

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