Michael Carbajal

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2016 → Present
  Raymond James Financial Services, Inc.
  Watkinsville, GA
• 10/2016 → Present
  Raymond James Financial Services Advisors Inc.
  Watkinsville, GA
• 10/2016 → 07/2018
  My Parabola
  Pendergrass, GA
• 05/2016 → Present
  Citadel Continuity Consulting
  Athens, GA
• 01/2020 → Present
  The Avenue Wealth Management Llc
  Watkinsville, GA

Previous Registrations

• 2012-07-11 → 2015-11-24
  Invest Financial Corporation
  Appleton, WI
• 2009-06-01 → 2012-05-16
  Morgan Stanley
  Tampa, FL
• 2008-06-26 → 2009-06-01
  Citigroup Global Markets Inc.
  Tampa, FL

Other Businesses

(1) Name of Business: Self Address: 4031 Whitlow Creek Dr., Bishop, GA, 30621, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/13/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I own a rental home. 1171 Walnut Creek CirPendergrass, GA 30567 (2) Name of Business: The Avenue Wealth Management LLC Address: 1360 Caduceus Way Ste 101, Watkinsville, GA, 30677, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: Yes Start Date: 01/31/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Operations and Compliance Manager

Exams

• S66 Uniform Combined State Law Examination
  2008-06-16
• S63 Uniform Securities Agent State Law Examination
  2006-11-22

Other Names

• Mike Carbajal
• Michael Carbajal