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Kathleen Louise Godfrey

Godfrey Financial Associates, Inc.

Glenmont, NY

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Current Employers
Godfrey Financial Associates, Inc.

797 Route 9W, Glenmont, NY 12077-3801 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-21
  • NY RA
    APPROVED
    Since 2021-06-21

Branch Locations

797 Route 9W, Glenmont, NY 12077-3801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Godfrey Financial Associates, Inc. Glenmont NY 12/1995 Present
Previous Registrations
Other Businesses

Godfrey Financial Associates, Inc., FINANCIAL PLANNING, INVESTMENT ADVISOR, INSURANCE SALES. COMPENSATION INCLUDES: STANDARD COMMISSIONS ON FIXED LIFE AND HEALTH INSURANCE (INCLUDING LONG TERM CARE), FINANCIAL PLANNING FEES. APPROXIMATELY 150 HOURS MONTHLY DEVOTED TO THIS BUSINESS. ADDRESS:797 Route 9W, Glenmont, NY 12077 (518)7567-2574 KATHLEEN L. GODFREY IS SOLE OWNER. BUSINESS BEGAN FEBRUARY 1996.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-12
S63 Uniform Securities Agent State Law Examination 1995-12-02
  • S65 Uniform Investment Adviser Law Examination
    1999-10-12
  • S63 Uniform Securities Agent State Law Examination
    1995-12-02
Other Names
  • Kathleen Godfrey
  • Maw Rutherford
  • Kathleen Louise Rutherford

View on SEC IAPD

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