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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED_RES | 2010-04-05 |
| NJ | RA | APPROVED | 2004-11-22 |
Branch Locations
One Bryant Park Pbig - New York, New York, NY 10036 • United States
Bay Head, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 12/2001 | Present |
| Bank Of America, N.A. | New York | NY | 01/2011 | Present |
I*72097FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: THE 2014 LIVING TRUSTINVESTMENT RELATED: NADDRESS OF BUSINESS:VENICE, FLORIDA 34292NATURE OF BUSINESS: TRUST,POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 5/12/2014NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: CO-TRUSTEE IN THE EVENT THAT THE GRANTOR SHALL DIE, RESIGN OR BE DSQUALIFIED OR SHALL CEASE TO ACT AS A TRUSTEE I*586229For profit or not for profit: Entity CharitableName of outside business organization: Bay Head Yacht Club FoundationInvestment related: NAddress of business: Bay Head, New Jersey, 08742Nature of business: ["Charitable Organization"]Position, title, association: ["Treasurer","Other"], Start date of relationship: 12/1/2021Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Oversee the Foundations financial administration, presenting the budget, financials and investment reports.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 1996-01-16 |
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