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4604 Timber Commons Drive, Sandusky, OH 44870 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-10-03 |
| OH | RA | APPROVED | 2008-04-22 |
Branch Locations
4604 Timber Commons Drive, Sandusky, OH 44870 • United States
Sandusky, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Great Lakes Retirement, Inc. | Sandusky | OH | 04/2008 | Present |
| W.A. Smith Financial, Llc (D/B/A W.A. Smith Financial Group) | Sandusky | OH | 03/2011 | Present |
1.) PRESIDENT/OWNER OF W.A. SMITH FINANCIAL, LLC (D/B/A W.A. SMITH FINANCIAL GROUP), A SANDUSKY, OH BASED NON-INVESTMENT RELATED EMPLOYEE BENEFITS BUSINESS FORMED IN 2011, WHICH PROVIDES GROUP HEALTH AND OTHER EMPLOYEE BENEFITS, FIXED ANNUITIES, NON-VARIABLE LIFE, AND LONG TERM CARE INSURANCE. THE BUSINESS REPRESENTS APPROXIMATELY 75% OF HIS TIME DURING NORMAL BUSINESS HOURS. 2.) OWNER OF SOLA MARKETING, INC., A SANDUSKY, OH BASED NON-INVESTMENT RELATED MARKETING BUSINESS FORMED IN 2014, WHICH PROVIDES MARKETING AND CONSULTING SERVICES TO FINANCIAL FIRMS AND INDIVIDUALS. THE BUSINESS REPRESENTS APPROXIMATELY 5-10 HOURS PER MONTH OF HIS TIME DURING AND OUTSIDE OF NORMAL BUSINESS HOURS. 3.) CO-OWNER OF BEST PRACTICES - LEADING BY EXAMPLE, LLC, A SANDUSKY, OH NON-INVESTMENT RELATED CONSULTING BUSINESS FORMED IN 2014, WHICH PROVIDES CONSULTING SERVICES TO FINANCIAL FIRMS AND INDIVIDUALS. THE BUSINESS REPRESENTS APPROXIMATELY 10-20 HOURS PER MONTH OF HIS TIME DURING AND OUTSIDE OF NORMAL BUSINESS HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-12-09 |
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