Tricia L Gordon

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2017-04-06

Branch Locations

24 Waterbury Road, Prospect, CT 06712 • United States

665 North Colony Rd, Wallingford, CT 06492 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
First Niagara Securities	Wallingford	CT	05/2011	09/2016
Lpl Financial	Charlotte	NC	05/2011	09/2016
Key Investment Services Llc	Manchester	CT	09/2016	03/2017
Infinex Investments, Inc.	Meriden	CT	03/2017	Present
United Bank	North Haven	CT	03/2017	01/2020
Ion Bank	Cheshire	CT	01/2020	Present

2016-09-21 → 2017-04-05

Key Investment Services Llc

Manchester, CT

Wallingford, CT
2011-05-31 → 2016-09-21

Lpl Financial Llc

New Haven, CT

Wallingford, CT

Cheshire, CT

Cheshire, CT

Hamden, CT

West Haven, CT

Milford, CT

Wallingford, CT

Fort Mill, SC

Cheshire, CT

Yalesville, CT

Wallingford, CT

Yalesville, CT

North Haven, CT

West Haven, CT

West Haven, CT

Milford, CT

New Haven, CT

West Haven, CT

Hamden, CT

Hamden, CT

Cheshire, CT

Hamden, CT

West Haven, CT

Hamden, CT

Milford, CT

West Haven, CT

Cheshire, CT

North Haven, CT

Branford, CT

Hamden, CT

Hamden, CT

Branford, CT

North Haven, CT

Hamden, CT
2007-06-06 → 2009-12-11

Connecticut Investment Management

Hartford, CT
2004-10-20 → 2007-06-06

Banc Of America Investment Services, Inc.

Meriden, CT

Meriden, CT

Stafford Springs, CT

Cromwell, CT

Rockville, CT

Storrs, CT

Storrs, CT
2002-11-26 → 2004-10-20

Quick & Reilly, Inc.

Mansfield, CT
2000-06-22 → 2002-08-15

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New Haven, CT

1.) ION bank. Naugatuck, CT. Banking. Yes, investment related. First VP. Started Nov 2019. Approx 160 hours per month.

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-01-03
S63	Uniform Securities Agent State Law Examination	1996-11-25

Other Firms