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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2015-12-04 |
| TX | RA | APPROVED_RES | 2015-12-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Boston | MA | 12/2015 | Present |
1. Highland Beverage LLC; 3714 RT 11 Londonderry VT 05148; brewery; member; advising on the operation of a brewery; 04/12/2024; 8.00hrs/week; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-11-14 |
| S63 | Uniform Securities Agent State Law Examination | 1997-02-05 |
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