Brian Patrick Fleming

Employer firm

Farther CRD 302050

$16.0B regulatory AUM 450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2010 → 05/2020
  Rs Wealth Management
  Wilmington, NC
• 05/2020 → 07/2021
  Hayden Royal, Llc
  Wilmington, NC
• 07/2021 → 05/2024
  Zermatt Wealth Partners, Llc
  Wilmington, NC
• 05/2024 → Present
  Farther Finance Advisors
  Leland, NC

Previous Registrations

• 2021-07-20 → 2024-05-17
  Zermatt Wealth Partners
  San Diego, CA
  Wilmington, NC
• 2020-05-28 → 2021-07-19
  Hayden Royal
  Charlotte, NC
  Wilmington, NC
• 2012-01-04 → 2020-08-12
  Rs Wealth Management, Llc
  Wrightsville Beach, NC
• 2011-01-05 → 2011-12-31
  Rs Wealth Management, Llc
  Wrightsville Beach, NC
• 2007-12-19 → 2010-12-22
  Lpl Financial Llc
  Wrightsville Beach, NC
• 2001-12-31 → 2007-12-20
  Ameriprise Financial Services, Llc
  Wilmington, NC

Other Businesses

1. 01/12/2010 - CJS SOLUTIONS, NON-VARIABLE INSURANCE, INDEPENDENT INSURANCE AGENCY SELLING FIXED INSURANCE PRODUCTS. 2% OF TIME SPENT.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-12-21
• S63 Uniform Securities Agent State Law Examination
  1995-12-01

Designations

• Chartered Financial Consultant