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Kevin Wade Harper

Rfg Advisory, LLC

Birmingham, AL

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Current Employers
Rfg Advisory, Llc

1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-10-25
AL RA APPROVED 2015-05-28
  • TX RA
    APPROVED_RES
    Since 2018-10-25
  • AL RA
    APPROVED
    Since 2015-05-28

Branch Locations

248 Inverness Center Drive, Birmingham, AL 35242 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Birmingham AL 05/2015 06/2018
Rfg Advisory Birmingham CA 05/2015 Present
Private Client Services Birmingham AL 06/2018 Present
  • 05/2015 → 06/2018
    Lpl Financial Llc
    Birmingham, AL
  • 05/2015 → Present
    Rfg Advisory
    Birmingham, CA
  • 06/2018 → Present
    Private Client Services
    Birmingham, AL
Previous Registrations
  • 2009-10-05 → 2015-05-28
    Birmingham, AL
    Prattville, AL
    Birmingham, AL
    Birmingham, AL
    Birmingham, AL
  • 2003-09-29 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Birmingham, AL
    Prattville, AL
    Birmingham, AL
Other Businesses

1) 05/15/2015. JOAN LOVE SMITH IRREVOCABLE TRUST. 248 INVERNESS CENTER DRIVE, BIRMINGHAM, AL 35242. MOTHERS TRUST ACCT. TRUSTEE. 2 HOURS/MO; 1 DURING TRADING HOURS. 2) 05/15/2015. RFG ADVISORY. 248 INVERNESS CENTER DRIVE, BIRMINGHAM, AL 35242. DBA FOR PCS ACTIVITIES. REGISTERED REPRESENTATIVE. 35 HOURS/MO; 35 DURING TRADING HOURS. 3) 05/15/2015. RFG ADVISORY. 248 INVERNESS CENTER DRIVE, BIRMINGHAM, AL 35242. ADVISORY ACTIVITIES. IAR. 40 HOURS/MO; 40 DURING TRADING HOURS. 4) NAME OF BUSINESS: LHP CAPITAL LLC. INVESTMENT-RELATED: YES, REAL ESTATE. ADDRESS: 1305 BRANCHWATER LANE, VESTAVIA, AL 35216. NATURE OF BUSINESS: COMMERCIAL REAL ESTATE. POSITION/TITLE: MEMBER/CO-OWNER OF LLC. START: 05/24/2021. HOURS DEVOTED TO OTHER BUSINESS: 2 HOURS/MONTH DEVOTED OUTSIDE SECURITIES TRADING HOURS. DUTIES: CO-OWNER, ASSIST WITH BUYING AND MANAGING COMMERCIAL REAL ESTATE PROPERTY.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-03-16
S63 Uniform Securities Agent State Law Examination 1995-10-27
  • S65 Uniform Investment Adviser Law Examination
    2001-03-16
  • S63 Uniform Securities Agent State Law Examination
    1995-10-27
Designations
Other Names
  • Kevin Wade Harper
  • Kevin Harper

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