Best Investors
Account
Sign in
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-04 |
| WA | RA | APPROVED | 2014-09-23 |
Branch Locations
23467 Ne Novelty Hill Rd, Redmond, WA 98053 • United States
999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Seattle | WA | 09/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Seattle | WA | 11/2016 | Present |
EXECUTOR FOR MOTHER'S ESTATE, INV RELATED, LIVINGSTON, MT, START: 9/5/2024, 1 HOUR A MONTH, 0 HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-04-06 |
| S63 | Uniform Securities Agent State Law Examination | 1995-10-12 |
Reach out to this advisor