William Dale Griffin

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → Present
  Morgan Stanley
  Dallas, TX
• 04/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2009-01-21 → 2015-04-09
  Barclays Capital Inc.
  Dallas, TX
• 2004-01-12 → 2008-10-15
  Lehman Brothers Inc.
  Dallas, TX
  Dallas, TX
  New York, NY
• 2003-08-18 → 2004-01-13
  Banc Of America Investment Services, Inc.
  Dallas, TX
• 1998-01-21 → 2003-08-20
  Banc Of America Securities Llc
  Dallas, TX

Other Businesses

1) GMFS, LLC; 7389 FLORIDA BOULEVARD, SUITE 200-A, BATON ROUGE, LA 70806; SUB PRIME MORTGAGE LENDER IN BATON ROUGE, LA; DIRECTOR; 1-SEP-03; 2 HOURS PER MONTH AFTER BUSINESS HOURS; 2 HOURS PER MONTH DURING BUSINESS HOURS 2) GRIFFIN & GRIFFIN OIL & GAS LLC; PO BOX 12274, JACKSON, MI, 39236; OIL & GAS EXPLORATION; DIRECTOR; 1-JUN-02; 6 HOURS PER YEAR AFTER BUSINESS HOURS; 3 HOURS PER YEAR DURING BUSINESS HOURS. 3) E.J. OURSO COLLEGE OF BUSINESS AT LSU; NOT FOR PROFIT; CHAIRMAN OF FINANCE COMMITTEE--SUPPORT FUND RAISING ACTIVITIES; ADVISE DEAN ON ACTIVITIES RELATED TO THE LSU BUSINESS SCHOOL; INITIATED 2001; 1 HOUR PER MONTH DEVOTED DURING AND AFTER BUSINESS HOURS. 4) OLD HEAD LLC; NON-INVESTMENT RELATED; 8220 N HARTS MILL LANE,BATON ROUGE,LA,UNITED STATES-70808; PRIVATE INVESTING WITH FAMILY. LIMITED LIABILITY COMPANY, OTHER PRIVATE AND EMPLOYEE/FAMILY OWNED; INVESTOR MEMBER; 01 MAY 2003;4 HOURS PER MONTH;2 HOURS PER MONTH 5) CG PARTNERS LLC; YES; RESIDENCE, DALLAS, TEXAS, 075230; LIMITED LIABILITY COMPANY- VEHICLE TO HOLD PRIVATE INVESTMENTS; OWNER; DEC 17, 2012; 1 HOUR PER MONTH; 0 DURING BUSINESS HOURS 7) *417649 - Old Head I LLC; Investment related - Yes; Dallas, TX; make/hold private investments; Investor, Officer (proprietor, partner, officer, director, employee, trustee, agent); 10/2014; During business hours: 0; After business hours: 0; 8) *543821 - Power of Attorney; Investment related: Yes; Baton Rouge, Louisiana; 03/2023; During business hours: 1; After business hours: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-06-06
• S63 Uniform Securities Agent State Law Examination
  1995-11-14