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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-08-05 |
| IL | RA | APPROVED | 2003-09-19 |
Branch Locations
110 N Wacker Dr Pbig - Chicago, Chicago, IL 60606 • United States
300 Crescent Ct Pbig - Dallas Private Wealth, Dallas, TX 75201 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chicago | IL | 09/2003 | Present |
| Bank Of America,Na | Chicago | IL | 12/2009 | Present |
I*479757 Name of OBA: Salisbury School Address:Salisbury,Connecticut,06068 Investment Related: NO Position, Title, Association: Committee, Board Member Employee Start Date: 11/01/2019 No Hours: Yearly No Hours during trading:0 Duties: Salisbury is a Private non-for-profit High School for boys. I am on the Board helping manage and fund raise.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-08-21 |
| S63 | Uniform Securities Agent State Law Examination | 1995-11-16 |
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