Avi Finder

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2016-03-15

TX RA
APPROVED

Since 2016-03-15

Branch Locations

161 Worcester Rd Ste 200, Framingham, MA 01701-5300 • United States

Framingham, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Waltham	MA	12/2002	03/2020
Ameriprise Financial Services, Llc	Framingham	MA	03/2020	Present

12/2002 → 03/2020

Ameriprise Financial Services, Inc.

Waltham, MA
03/2020 → Present

Ameriprise Financial Services, Llc

Framingham, MA

Other Businesses

Board of Directors; Jericho Circle; board member; 160 Alewife Brook Parkway #1102, , Cambridge, MA, 02138; Not Investment-Related; 06/08/2026; 1 to 9 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-04-22
S63	Uniform Securities Agent State Law Examination	2002-02-23

S66 Uniform Combined State Law Examination

2003-04-22
S63 Uniform Securities Agent State Law Examination

2002-02-23

Other Names

Avi Finder

View on SEC IAPD