Robert Garret

LPl Enterprise, LLC

Manalapan Township, NJ

CRD 2670932

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-10-10
NJ	RA	APPROVED	2024-09-26
SC	RA	APPROVED	2024-09-26

TX RA
APPROVED

Since 2024-10-10
NJ RA
APPROVED

Since 2024-09-26
SC RA
APPROVED

Since 2024-09-26

Branch Locations

Manalapan Township, NJ • United States

Manalapan, NJ • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Prudential Insurance Company Of America	Manalapan	NJ	04/2016	09/2024
Pruco Securities, Llc.	Manalapan	NJ	04/2016	09/2024
Lpl Enterprise, Llc	Fort Mill	SC	09/2024	Present

04/2016 → 09/2024

Prudential Insurance Company Of America

Manalapan, NJ
04/2016 → 09/2024

Pruco Securities, Llc.

Manalapan, NJ
09/2024 → Present

Lpl Enterprise, Llc

Fort Mill, SC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-05-24
S63	Uniform Securities Agent State Law Examination	1997-02-28

S66 Uniform Combined State Law Examination

2024-05-24
S63 Uniform Securities Agent State Law Examination

1997-02-28

Other Names

Robert Andrew Garret
Robert Andrew Garret

View on SEC IAPD

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