Nicholas Howard Davis

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

• INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2015 → 04/2021
  J.P. Morgan Securities Llc
  New York, NY
• 01/2017 → 01/2021
  J.P. Morgan Chase Bank, Na
  New York, NY
• 04/2009 → Present
  West Hempstead Defensive Driving
  West Hempstead, NY
• 05/2021 → Present
  Steven Abbass
  Melville, NY
• 05/2021 → Present
  Northwestern Mutual Investment Services Llc
  Melville, NY
• 06/2021 → Present
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI

Other Businesses

100% OWNER, DEFENSIVE DRIVING INSTRUCTOR, 215 SYCAMORE ST, WEST HEMPSTEAD, , NEW YORK, 11552, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 08/08/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, TEACH DEFENSIVE DRIVING Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-09-23
• S63 Uniform Securities Agent State Law Examination
  2021-05-19

Other Names

• Nicholas H Davis
• Nick H Davis
• Nicholas Howard Davis
• Nicholas Davis