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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2025-06-26
TX RA APPROVED 2025-06-20
  • GA RA
    APPROVED
    Since 2025-06-26
  • TX RA
    APPROVED
    Since 2025-06-20

Branch Locations

3525 Piedmont Road Ne 410 Fl 4, Atlanta, GA 30305 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Atlanta GA 10/2012 11/2016
Wells Fargo Clearing Services, Llc Atlanta GA 11/2016 06/2025
Wells Fargo Advisors Financial Network, Llc Atlanta GA 06/2025 Present
Previous Registrations
  • 2012-10-05 → 2025-06-20
    Atlanta, GA
  • 2011-04-12 → 2012-10-15
    Atlanta, GA
  • 2009-05-07 → 2011-02-24
    Pfm Capital Management Llc
    Atlanta, GA
  • 2008-04-17 → 2009-03-16
    Stanford Group Company
    Atlanta, GA
  • 2003-01-28 → 2008-04-08
    Morgan Keegan & Company, Llc
    Atlanta, GA
    Atlanta, GA
Other Businesses

DEEPWATER WEALTH MANAGEMENT LLC; INV RELATED; ATLANTA, GA; LLC FOR FINET PRACTICE; 50% OWNERSHIP, START DATE 06/23/2025; 200 HOURS PER MONTH; 200 HOURS DURING TRADING HOURS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-29
S63 Uniform Securities Agent State Law Examination 1995-12-18
  • S65 Uniform Investment Adviser Law Examination
    1999-12-29
  • S63 Uniform Securities Agent State Law Examination
    1995-12-18
Other Names
  • Haygood P Seawell
  • Haygood P Seawell
  • Haygood Paterson Seawell

View on SEC IAPD

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